Adviser

Consumer Duty - Part 1 - what does it all mean and how does it fit in with research and suitability processes?

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October 11, 2022 Adviser, consumer, duty, seminar
On this session, hosted by Pru’s Vince Smith-Hughes and Andy Nash, they were joined by special guests Mark Polson and Alison Gay from the lang cat, a leading independent platform. They looked at what the Consumer Duty means for advisers/advisory firms overall, and what else might be needed when it comes to research and suitability.